AI Risk Appetite Statement

Tier 1 GOVERN

What This Requires

Document organizational AI risk appetite across key categories: data privacy, model bias, security vulnerabilities, and operational reliability. Define risk thresholds (low/medium/high) and corresponding approval authorities.

Why It Matters

Risk appetite translates abstract principles into decision-making criteria. Without it, teams either over-restrict innovation or accept unacceptable risks due to lack of clarity on organizational tolerance.

How To Implement

Define Risk Categories

Establish 4-6 risk domains (e.g., data exposure, bias/fairness, security, availability, compliance). For each, define what constitutes low/medium/high risk with concrete examples.

Set Approval Thresholds

Map risk levels to approval authority: low (team lead), medium (director + security review), high (executive committee). Include mandatory controls for each tier (e.g., high-risk requires red team assessment).

Scoring Rubric

Create simple scoring model (impact × likelihood) aligned to existing enterprise risk framework. Provide decision tree or questionnaire to help teams self-assess.

Review & Calibration

Review annually or after major incidents. Track approval decisions to identify patterns (too many exceptions may indicate appetite mismatch).

Evidence & Audit

  • Risk appetite statement approved by board or executive team
  • Risk scoring rubric with examples
  • Approval authority matrix (RACI or similar)
  • Decision logs showing risk assessments and approvals
  • Annual review documentation

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